November 19, 2020 10:15 AM
Chris Herrick is the Deputy Commissioner for the Customer Operations Division. In this role he applies years of successful leadership and process improvement experience to lead a dedicated staff to provide best in class service to various customers of the department. He has over 27 years of experience in the financial services industry and regulatory industry. During his career he has served in sales and service roles and management roles with increasing responsibility. He is a Certified Financial Planner, TM. Additionally, he holds or has held the following:
Chartered Life Underwriter * Chartered Financial Consultant * Certified Wealth Strategist
Fellow, Life Management Institute * Life and Health Licensed in all states * P&C licensed in Texas
FINRA Series 6, 63, 26
In his current role, through effective leadership, innovation, strategic and tactical decision making has significantly increased the performance in every area of the division.